[EM] Setwise Highest Average: A simple Sainte-Laguë based multiwinner system that reduces to DAC/DSC

Kristofer Munsterhjelm km-elmet at broadpark.no
Sat May 30 15:16:39 PDT 2009


While trying to make Set Webster into something better (an less 
underdetermined), I've been making various experimental multiwinner 
methods. Most of these are no good - for instance, trying to optimize 
the pairwise properties mentioned on Warren's apportionment page, only 
with regards to sets rather than parties - but I did find one very 
simple generalization of Sainte-Laguë, and it seems to be at least as 
good as STV.

The method is merely this: First, construct a set of acquiescing, solid, 
or half-solid coalitions. Then, the process consists of consecutively 
adding a new viable candidate to the assembly until you have as large an 
assembly as you want.

Call the set of candidates in the assembly, S_assembly, and the set of 
candidates remaining unelected, S_unelected. Then, the core process 
involves moving a candidate in S_unelected to S_assembly. This is done 
by, for each of the coalitions, dividing the support for that coalition 
by (2 * v + 1), where v is equal to the number of candidates that are 
both in that coalition and in S_assembly. After this is done, sort the 
coalitions from greatest support to least, then run the DAC procedure on 
them, starting with S_unelected. The result will be a candidate in 
S_unelected. Deem that candidate elected - move it from S_unelected to 
S_assembly.

If everybody votes only for candidates within their favorite party, then 
  each party gets the number of seats expected by Sainte-Laguë. In the 
case of a single winner, the method reduces to DAC/DSC/DHSC.

Since the method consists of moving candidates from S_unelected to 
S_assembly one by one, it's clearly house monotone. A neat property of 
house monotonicity is that one can force certain members to be elected, 
and the method will adjust automatically, although, as I have said 
before, house monotonicity has its limits, because it either forces the 
method to elect a winner with narrow rather than broad support in a 
single-winner case, or to be less than optimally proportional (electing 
Center in the Center-Left-Right case, which then leads to the 2-seat 
council being biased towards either the left or the right).

The method should also be population monotone, since both DAC/DSC/DHSC 
and Sainte-Laguë is, but I have not checked this.

To demonstrate how the method works, I will give an example. After the 
example, I'll give scores for the method compared to STV, according to 
my election testing program, and also give some ideas of how to improve 
them.

-

Consider a group of ballots that produces this acquiescing coalition set:

75       ABCD
36       ABD
34       D
33       BCD
25       BD
24       B
24       AB
17       CD
10       A
  6       AD
  6       C
  3       ACD
  3       ABC
  2       BC

We want to elect three candidates.

The first candidate is straightforward DAC. S_unelected is full and 
S_assembly is empty, so we start with S_unelected as the set of all 
candidates. This gets narrowed down to ABD, then D. So D wins.

Now S_unelected is ABC, and S_assembly is D. Thus, for the second
round, we have

support  set      # already in assembly    divisor    round 2
75       ABCD     1                        3          25.00
36       ABD      1                        3          12.00
34       D        1                        3          11.33
33       BCD      1                        3          11.00
25       BD       1                        3           8.33
25       B        0                        1          25.00
24       AB       0                        1          24.00
17       CD       1                        3	       5.66
10       A        0                        1          10.00
6        AD       1                        3           2.00
6        C        0                        1           6.00
3        ACD      1                        3           1.00
3        ABC      0                        1           3.00
2        BC       0                        1           2.00

which gives the new DAC order:

25       ABCD
24       AB
24       B
12       ABD
11.33    D
11       BCD
10       A
  8.33    BD
  6       C
  5.66    CD
  3       ABC
  2       AD
  2       BC
  1       ACD

and so, B is elected. Now S_unelected is AC and S_assembly is BD. Thus, 
for the third round, we have

support  set      # already in assembly    divisor    round 3
75       ABCD     2                        5          15.00
36       ABD      2                        5           7.20
34       D        1                        3          11.33
33       BCD      2                        5           6.60
25       BD       2                        5           5.00
25       B        1                        3           8.33
24       AB       1                        3           8.00
17       CD       1                        3           5.67
10       A        0                        1          10.00
6        AD       1                        3           2.00
6        C        0                        1           6.00
3        ACD      1                        3           1.00
3        ABC      1                        3           1.00
2        BC       1                        3           0.67

which gives the new DAC order:

15.00    ABCD
11.33    D
10       A
  8.33    B
  8.00    AB
  7.20    ABD
  6.60    BCD
  6.00    C
  5.66    CD
  5.00    BD
  2.00    AD
  1.00    ACD
  1.00    ABC
  0.67    BC

which elects A. Thus the outcome is {A, B, D}. If it had been a two-seat 
election, the outcome would have been {B, D}, and if single-winner, D.

-

In my tests, I named the new method class Setwise Highest, for Setwise 
Highest Average. My election method test program scores Sainte-Laguë 
method at about the level of STV on average, though considerably better 
at the median. The other analogous methods (with other divisors) don't 
do as well:

For a council (assembly) size of 24:

	Sorted by mean:

	mean    median   name
	0.07532 0        QPQ(div Sainte-Laguë, multiround)
	0.11325 0.013    Setwise Highest [Sainte-Laguë]
	0.11654 0.06908  Maj[Eliminate-Plurality] (IRV-SNTV)
	0.11895 0.04885  STV
	0.12188 0.04656  Meek STV
	0.13523 0.0584   STV-ME (Plurality)
	0.14157 0.11533  Setwise Highest [Dean]
	0.14165 0.11592  Setwise Highest [Huntington-Hill]
	0.14168 0.11533  Setwise Highest [Adams]
	0.15463 0.12917  Maj[Plurality]           (SNTV)
	0.17171 0.08148  Setwise Highest [D'Hondt]

	smaller numbers are better.

	Sorted by median:

	0.07532 0        QPQ(div Sainte-Laguë, multiround)
	0.07415 0.00257  QPQ(div Sainte-Laguë, sequential)
	0.11325 0.013    Setwise Highest [Sainte-Laguë]
	0.12188 0.04656  Meek STV
	0.11895 0.04885  STV
	0.12148 0.04885  Warren STV
	0.13523 0.0584   STV-ME (Plurality)
	0.11654 0.06908  Maj[Eliminate-Plurality] (IRV-SNTV)
	0.17171 0.08148  Setwise Highest [D'Hondt]
	0.14157 0.11533  Setwise Highest [Dean]
	0.14168 0.11533  Setwise Highest [Adams]
	0.14165 0.11592  Setwise Highest [Huntington-Hill]
	0.15463 0.12917  Maj[Plurality]           (SNTV)
	0.28428 0.2224   PSC-CLE
	0.59889 0.69084  Maj[Cardinal-20(norm)]   (ditto, normalized)
	0.59904 0.69447  Maj[Cardinal-20]         (Majoritarian Range)

For a council (assembly) size of 5:

	Sorted by mean:

	mean    median   name
	0.13333 0.09979  QPQ(div Sainte-Laguë, multiround)
	0.13605 0.10455  QPQ(div Sainte-Laguë, sequential)
	0.17748 0.15664  Maj[Eliminate-Plurality]
	0.18409 0.16494  Setwise Highest [Sainte-Laguë]
	0.19477 0.1779   STV
	0.19518 0.1793   Warren STV
	0.19638 0.1811   Meek STV
	0.20837 0.19454  STV-ME (Plurality)
	0.21469 0.19688  Setwise Highest [Dean]
	0.21505 0.19681  Setwise Highest [H-Hill]
	0.21558 0.19742  Setwise Highest [Adams]
	0.21694 0.20511  Setwise Highest [D'Hondt]
	0.25256 0.2427   Maj[Plurality]
	0.31835 0.31636  PSC-CLE
	0.51482 0.51203  Maj[Cardinal-20(norm)]
	0.52317 0.52273  Maj[Cardinal-20]

	and by median:
	0.13333 0.09979  QPQ(div Sainte-Laguë, multiround)
	0.13605 0.10455  QPQ(div Sainte-Laguë, sequential)
	0.17748 0.15664  Maj[Eliminate-Plurality]
	0.18409 0.16494  Setwise Highest [Sainte-L]
	0.19477 0.1779   STV
	0.19518 0.1793   Warren STV
	0.19638 0.1811   Meek STV
	0.20837 0.19454  STV-ME (Plurality)
	0.21505 0.19681  Setwise Highest [H-Hill]
	0.21469 0.19688  Setwise Highest [Dean]
	0.21558 0.19742  Setwise Highest [Adams]
	0.21694 0.20511  Setwise Highest [D'Hondt]
	0.25256 0.2427   Maj[Plurality]
	0.31835 0.31636  PSC-CLE
	0.51482 0.51203  Maj[Cardinal-20(norm)]
	0.52317 0.52273  Maj[Cardinal-20]

-

One possible way of making this method better might be to somehow 
incorporate the sets that include already elected candidates. In other 
words, if you have something like:

	91:     D
	90:	A B C
	65:	A B

and C has been elected, perhaps one should act as if C doesn't exist, 
after having reweighted. If C's already elected (and is the only one 
elected so far), the 90 are divided by 3, so we get
	91: D
	30: A B C
	65: A B

But C isn't among the unelected anymore, so should having a preference 
for C count against the A B C coalition? They already paid by having 
their support downweighted, so one could remove C, thus giving

	91: D
	30: A B
	65: A B

and hence
	95: A B
	91: D

meaning that one of {A, B} should be elected next, not D. I haven't 
tested this approach, but it seems reasonable and might make the method 
less vulnerable to vote splitting.



More information about the Election-Methods mailing list