[EM] Naive random UWA, timeshare, etc.
Joe Weinstein
jweins123 at hotmail.com
Mon Aug 4 21:03:02 PDT 2003
Naive random UWA, timeshare, etc.
I didnt realize that random choice of a single winner is OK with enough
people on this list, so that it can be presented without its author getting
pilloried by determined determinists. But, now Rob Speer (Messages 11880 et
seq) has got away with discussing a method, random UWA, which uses random
choice. So, while were at it, here are some personal comments and
observations and proposals.
PERSONAL COMMENTS. In the last 15 months Ive gone from being a determined
determinist to someone who finds random choice very attractive.
In fact, I no longer believe in mass elections: I think the Athenians, who
often used random choices to fill offices, had basically the right idea.
Namely, once given agreed-on objective qualifications for office, randomly
select from among all willing candidates with those qualifications. No need
then for divisive partisan expensive corruption-inducing mass elections.
(And, by the way - subject of a future posting - both individual voter power
and social utility of an election typically are improved by replacing a
full-scale mass election by delegation of the decision to a small
suitably-sized random sample of voters.)
But then, random selection should be my professional tack. Trained and long
at work as a mathematician, I am now also an applied statistician. One
basic breakthrough in statistical method over the last century was Ronald
Fishers insightful principle of randomization. That principle may be
summarized as follows: once one has spelled out objective qualifications as
to what sort of individuals one requires or prefers for a given purpose
(usually, as a representative sample of a given population), selection of
such individuals may as well be RANDOM. One at least thereby avoids biases
and favoritism, conscious or unconscious, and moreover gives equal a priori
selection chance to every qualified individual.
If democracy really means anything, it means that all citizens have a priori
essentially equal chances of effectively governing - making law and policy.
Random selection therefore offers a key benefit for those of us who REALLY
prefer democracy. (Caution: here in the USA the noun democracy and the
adjective democratic are often non-descriptive, even propagandistic: they
are used to convey the speakers approval of whatever devices of government
are under discussion, even devices which are quite undemocratic.)
By the way, along with random selection, other devices for selection and
employ of officers can be used to promote democratic participation and to
frustrate oligarchy and incentives to corruption. These devices include:
short terms, with each officers responsibility restricted to just one or a
few decisions; and ad hoc selection (i.e. selection not only random, but
with little or no lead time). In short, exactly how we try to pick
ordinary citizens as trial court jurors.
OBSERVATIONS. Rob uses pairwise-comparison (alias Condorcet) ballots to
define a certain vector of candidate scores - the UWA (unique winning
alliance). These scores are weights: they are nonnegative and sum to 1.
Accordingly, one can choose a winner at random, by using each candidates
weight as his probability of success in the draw.
Note that the SAME random UWA approach to selecting the single winner -
namely, developing a UWA and then using its weights for random selection -
can be done with ANY balloting and scoring method which gives you a vector
of nonnegative candidate raw scores.
Namely, to get the UWA, normalize the raw scores: i.e. divide each raw
score by the total of all raw scores, so that the final scores sum to 1.
Using random UWA with pairwise-comparison seems to me more complicated and
less natural than using it with some other kinds of balloting and scoring.
In fact, with pairwise comparison, the possible lack of basic monotonicity
is a real flaw. (Here, basic monotonicity refers just to cases when a
voters marked ballots scores - or preference positions - are changed for
just one candidate or are interchanged for precisely two candidates.
Lone-Mark and other commonly discussed ballot-marking methods exclude or
greatly constrain more complex ballot changes.)
NAIVE UWA: RANDOM UWA WITH CUMULATION. There is a very obvious - almost
NAIVE - choice of method for balloting and scoring which clearly makes
random UWA selection basic-monotone, and which moreover is fair among
voters, in that it gives each voter equal and maximum potential impact.
Namely, any Cumulation method. In any such method, each voter can allocate
up to some fixed positive integer number M of points among all candidates,
and each candidates score is simply the sum of all points received from all
voters. (The simplest case, M=1, is our pervasive Lone-Mark plurality
method.)
With Cumulation, the UWA simply registers each candidates proportion of
total support from all voters. If there are a total of V voters, each voter
contributes 1/V to the final allocation of probability share in the random
draw among the candidates.
Random UWA with Cumulation has the signal advantage that each voters
optimal strategies are precisely her most sincere ones. Namely: let her
allot all M points, in any feasible manner (i.e., so that each candidate
gets an integer number of points) among all candidates who tie for being her
top favorites. Then: theres NO divergence between sincerity and strategy,
NO deep secret strategies, and NO advantage to schemers with extra knowledge
of such strategies.
Used with Lone-Mark plurality or another Cumulation method, Random UWA
simply takes the vote totals as weights for randomly choosing the winner.
With this method, no one has to betray any strictly preferred unique
favorite, or worry about lesser evils.
As claimed for pairwise-comparison, random UWA with Cumulation indeed poses
no clone problem. True clones simply share a fixed total UWA weight, no
matter how their supporters decide to divide votes among them.
TIMESHARE. Lingering determinists may consult my posting of a few months
ago, which suggests considering a kind of multi-winner alternative,
timeshare. Namely, the candidates take turns in office, with durations in
proportion to their voted support. In other words, the UWA weights are not
for a single random draw but for allocation of time in office.
As I pointed out, some days (or hours) in office may be deemed worth more
than others. Hence, some kind of randomization procedure may be useful to
specify the order whereby the candidates fill the office.
Joe Weinstein
Long Beach CA USA
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