[EM] Truncation
Adam Tarr
atarr at purdue.edu
Wed Sep 18 11:23:07 PDT 2002
Joe Weinstein wrote:
>There is no point in invalidating or penalizing ballots of voters who have
>reason to lack perfect information (especially when there is a gaggle of
>mostly unknown candidates), or who do have (for their purposes) perfect
>information but are simply trying to minimize time and effort and
>confusion in marking their ballots. Rather, when a given candidate has
>not been explicitly marked, he can still be given a default evaluation.
I think virtually everyone agrees with this. The debate is not really
whether we ALLOW truncation in ballots. The debate, rather, is what
strategic impact truncation has in various voting systems, and what sort of
incentives that gives to the voter.
Recently, there has been a revival of the debate about margins-based
Condorcet completion methods versus winning votes-based Condorcet
completion methods, with an eye towards the effects of truncation on
each. Specifically, there is the remarkable fact that a voter in a winning
votes-based Condorcet voting system can NEVER be hurt by fully expressing
their preferences. There are cases where fully voting your preferences can
fail to help you, but it can never actually hurt you.
This is not a distinction without a difference. In every other ranked
balloting method I am familiar with, the voter could potentially look at
the results of an election and say, "If only I (and others like me) had
just left some information off the bottom of our ballot, without changing
the order of any candidates above that point, then I could have gotten a
better result." This is not the case in winning votes-based Condorcet
methods, and that's an incredibly powerful statement.
One of Donald Davidson's favorite criticisms of non-IRV alternative voting
methods is that, "your vote for your second choice can help defeat your
first choice." (paraphrasing). This is simply not true in winning
votes-based Condorcet methods. It is true, however, in margins-based
Condorcet voting, or in Borda count, or in cardinal rankings, or in
approval voting. IRV itself is immune to this criticism, but in IRV your
first place vote can help defeat your second place vote (and give the
election to someone else altogether), which is not really any better.
So winning votes-based Condorcet voting's resistance to strategic
truncation is essentially unparalleled in voting systems. Blake has argued
that this could encourage voters who sincerely have no preference among
lower candidates to randomly rank those candidates on the bottom of their
ballot, since it can't hurt them to do so. This is of course true, but in
my mind it is an extremely minor issue - we're talking about candidates who
are so minor that the voter doesn't care enough to form any opinion on
them. If the voter is strategically aware of the advantage of full
ranking, they are probably savvy enough to spend a few minutes reading
basic candidate statements and picking some order to put the candidates
in. And in the end, doesn't it make sense to reward the voter who puts
more information on their ballot rather than the voter who puts less?
There's no way to distinguish between the lazy voter and the sincerely
indifferent voter, or between the informed voter and the haphazard
voter. But I'd rather put the haphazard voter on nearly the same ground as
the informed voter than penalize the informed voter vis-a-vis the lazy
voter. Especially when doing otherwise gives rise to the strategically
lazy voter, which is a FAR more dangerous development than the
strategically haphazard voter. This is not just a philosophical debate;
I've shown examples in recent threads where margins-based Condorcet allows
seemingly undemocratic results due to truncation. I haven't seen any
counter-examples where winning votes comes up with the undemocratic result
due to its failure to penalize full preferences.
>Forest notes that the usual American academic grading system - which has
>the advantage of being very familiar to almost all Americans - allows the
>six grades A-E. Typically, grades A-D are degrees of definite pass,
>grade F is definite fail, and grade E indicates that information is
>incomplete to infer a definite pass or definite fail.
>
>Accordingly Forest proposes that if a given election is to be run so as to
>allow voters to use at least four grades, then a good approach would be to
>allow use precisely of the six academic grades, with ungraded candidates
>being awarded the default grade E.
>
>This proposal makes excellent sense. Four levels are surely enough to
>distinguish substantially distinct degrees of active approval. One level
>suffices to express active disapproval.
At first I didn't like this idea, but its grown on me. The simplicity to
the voter of ABCD(E)F voting is worth it. The voters who are interested
and involved enough to actually need six distinct levels of approval are
the same voters who will understand that the unmarked candidate will get
the E grade.
I spent some time a few months back seeing if approval-completed Condorcet
could be made to work using this sort of ballot, but in the end I realized
that the only time approval completion worked like I thought it should was
when the approval votes supported the sincere Condorcet winner. When the
approval votes did not do so, the system encouraged all sorts of strategic
manipulations. So I gave up on ACC, and I now hang my hat with
winning-votes based Condorcet, which seems to be the system that is most
resistant to strategic manipulation by a wide margin.
-Adam
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